Broker Check

Video: 3 Hot Button Issues That Are Major Red Flags for the DOL!

February 20, 2020

When it comes to compliance, process and documentation are crucial. Be sure to locate and read your plan document, and make sure you are following it!

DOL audits can be stressful, complicated and expensive! The best way to handle one is to avoid it in the first place.

At Beacon Financial Services, we support employers and plan fiduciaries with compliance guidance and helping you maintain your fiduciary duty.

Through our experience, we’ve outlined three hot button issues that are major red flags for the DOL. Watch our short video for the tips and best practices to help manage risk.

Learn more about how we can support your business’ retirement plan by setting up a time for a 15 minute intro call with one of our senior advisors today.